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Regulatory compliance for risk assessments often appear as moving targets. Each exam cycle adds new dimensions to your risk management process. Wouldn’t it be great to confidently know that your risk assessments cover the full range of regulatory expectations, from new products and services to information security and ID theft threats?

The Information Manager Package helps prepare you for the IT Audit. Based upon the results of the risk assessment, it allows you to document and track your internally prepared IT Audit as well as track and report on any audit/examination findings and recommendations. The Information Manager Package contains four modules.

RISK ASSESSMENT MODULE

  • Start with a risk assessment template from pre-loaded best practice information and customize by adding your own unique information
  • Built in processes to help you overcome effects of optimism bias
  • Easily perform assessments by product/service, branch, operational function or institution
  • Provides a framework for consistency regardless of the user
  • Compare assessments to each other, past assessments or to pre-loaded information and track changes
  • Instantly access downloadable reports from high level summaries, heat maps and detailed associations between objects, risks, and controls
  • Interactive charts
  • Attach documents to support any items in the risk assessment

RED FLAGS MODULE

  • Perform a Red Flags Risk Assessment by account, based upon account opening method and account access method
  • Use Red Flags Risk Assessment template  information to get started quickly and stay on track
  • Manage regulatory and custom Red Flags procedures
  • Track and report on ID Theft Events reported by your customers
  • Automatically prepares the required annual ID Theft Events report for the board
  • Instantly access downloadable reports from high level summaries, heat maps and detailed associations between objects, risks, and controls
  • Interactive charts

CONTROLS AUDIT MODULE

  • Built in audit procedures associated with controls from risk assessments that can easily be customized
  • Audit frequency automatically calculated based upon the inherent risk values (customizable)
  • Audit calendar
  • Assign audit owner(s) to one or more audit procedures
  • Email reminders on pending and overdue audit procedures
  • Attach any audit documentation to support audit findings
  • Prepare and report on audit findings and recommendations

 TASK MODULE

  • Manage multiple tasks, assigned to multiple assignees
  • Email reminders
  • Customize task categories
  • Document stage of completion and actions taken, and add attachments needed to support the steps taken
  • Flexible task reporting
  • Attach any audit documentation to support audit findings
  • Prepare and report on audit findings and recommendation

To learn more about other solutions from Supernal or for more information, click here.